Organization Structure

Management Team

Department	Name	Title	Academic Background & Experience
	Chia, Chung-Tao	Chairman	Executive Master of Business Administration, National Cheng Chi University Capital Securities Corp., President
	Mao, Jen-Hua	President	Department of International Business, Tunghai University Concord Futures Corp., Director
Direct Sales	Huang, Wei-Ben	Senior Executive Vice President	Master of Financial Operating National Kaohsiung First University of Science Sinopac Futures Corp., Sales Manager
Domestic Institutional Clients	Yang, Rui-Ling	Senior Executive Vice President	Department of Business Administration Shih Chien University Masterlink Futures Corp., Sales Vice President
Foreign Institutional Clients	Lin, Xiao-Chian	Executive Vice President	Master of Business Administration, University of La Verne J.P. Morgan Securities, Deputy Manager
Taichung Branch	Cho, Cheng-Kang	Executive Vice President	Department of Finance, National Taichung University of Science and Technology Sales Assistant Vice President, Capital Securities (HK.) Ltd.
Omni-Channel Department	Li, Guan-Huei	Vice President	Department of Electrical Engineering, National Yunlin University of Science and Technology Fubon Futures Corp., Assistant Manager
Futures Advisory	Chen, Chih-Chung	Senior Vice President	Department of Chinese Literature, National ChengChi University Capital Securities Corp., Senior Vice President
Securities Advisory
Leverage Transaction	Lee, Chung-Wei	Executive Vice President	Master of Science, Columbia University in the City of New York KGI Securities Corp. Vice President
Financial Innovation Department	Wang, Min-Nan	Executive Vice President	Master of Department of Money and Banking, National Chengchi University General Manager, Shanghai Jifeng Investment Management Co., Ltd.
Proprietary Trading	Cheng, Shin-Pin	Executive Vice President	Master of Business Administration, State University of New York at Binghamton KGI Securities Corp., Assistant Vice President
Securities Proprietary Trading	Cheng, Shin-Pin	Executive Vice President
Managed Futures	Chang Tuo	Assistant Vice President	Master of Banking and Finance Tamkang University Capital Futures Corp., Senior Manager
Research & Development	Hsu, Ji-Ching	Executive Vice President	Department of International Trade Tam Kang University Masterlink Futures Corp., Deputy Manager
Digital Growth Department	Ho, Cho-I	Executive Vice President	Master of Science in Information Technology and Management, University of Texas at Dallas Barclays Capital Securities, AVP
Dealing & Settlement	Kuo, Shu-Zhen	Executive Vice President	Department of Finance National Kaohsiung First University of Science New Edge Futures Corp., Head of Clearing Department
Finance Department	Lin, Li-Chuan	Executive Vice President	Department of Business, Providence University Polaris Futures Corp., Manager
Compliance & Legal Dept.	Chen, Chi-Hao	Senior Executive Vice President	J.D., Washington University in St. Louis; MBA, University of Illinois at Chicago Attorney-at-law, Yuanta Financial Holdings / Y.R. Lee & Partners
Administration	Chen, Chi-Hao	Senior Executive Vice President
Risk Management	Chung, Cheng-Huang	Senior Vice President	Ph.D. of Finance National Taiwan University IBF Securities, Manager of Risk Management Department
Internal Auditing	Lian, Jing-Lian	Senior Vice President	Department of Statistics, Tam Kang University Yuanta Futures Co., Ltd., Deputy Manager